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Morgan Stanley is Hiring CA/CPA/MBA/MCOM/BCOM As Manager - Liquidity and Funding At Mumbai

Company: Morgan Stanley
Location: Mumbai

Required Skills: CA/CPA/MBA/MCOM/BCOM , Manager - Liquidity and Funding
Required Exp: 3 to 5 years
Address: Mumbai
Category: CA Jobs



Manager - Liquidity and Funding

Job Number:



:  Non-Japan Asia-India-Maharashtra-Mumbai (MSA)

EDUCATION LEVEL:  Master's Degree


:  Audit


JOB LEVEL:  Manager




Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.


As a market leader, the talent and passion of our people is critical to our success.  Together, we share a common set of values rooted in integrity, excellence and strong team ethic.  Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.







Morgan Stanley’s Internal Audit Department (IAD) comprises Business, Risk and Technology Auditors; Subject Matter Experts (e.g., Risk, Data Analytics); and support functions (e.g. Audit Practices Group, Enterprise Analytics etc.) that are responsible for ensuring that the department adheres to professional, regulatory and Firm policies and procedures. IAD provides independent assurance on the quality and effectiveness of the Firm’s internal control, risk management, and governance systems and processes. It achieves this by identifying and assessing the operating risks of the Firm and evaluating the adequacy and effectiveness of the Firm’s system of internal control. The division provides opportunity to gain unique insight on the financial industry and its products and operations.


We’re looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm’s operations and control processes.



Team: Finance (Liquidity & Funding) Audit





The Liquidity & Funding audit team resides within the Finance audit team and reports to a senior member of the Finance audit group. The team’s responsibility is to plan and coordinate year-round audit  activities covering the Firm’s Corporate Treasury function and the Liquidity Risk Department, working effectively with other Internal Audit staff in Finance, Risk, Business, Technology and regional audit teams.


Primary Responsibilities


  • Performing assurance activities to assess the effectiveness of controls supporting the Firm’s Liquidity and Funding processes.
  • Participating in and documenting periodic continuous monitoring and risk assessment activities
  • Preparing and supporting assurance planning documentation, participating in walkthroughs, and assessing the internal control environment through control and substantive testing.
  • Executing test work to evaluate the adequacy of design and operating effectiveness of significant controls  in mitigating key risks, by analyzing available documentation, asking insightful questions to identify root causes, drawing the appropriate conclusions and documenting the results of work performed.
  • Developing and communicating audit observations to the Internal Audit lead auditor/manager; assist with negotiating finalization of issues with client management.
  • Finalizing and reviewing work papers to ensure they meet internal quality assurance standards.
  • Gaining expertise in the Firm’s Liquidity & Funding processes, risks and controls
  • Building credible relationships with internal audit staff and clients and communicating effectively both orally and in written form.



Knowledge and Skills

  • Five to Seven years of experience working in a bank or broker / dealer regulated environment.
  • Prior experience performing walkthroughs and risk assessments of the internal control environment, performing controls and substantive testing, documenting work performed, and developing audit observations, in accordance with internal quality assurance standards.
  • General understanding of the financial services industry and the associated regulatory environment.
  • Self-motivated, able to work independently, resolve challenging issues with innovative ideas, and demonstrate strong analytical, interpersonal, team-working and communication skills.
  • Team player; able to communicate clearly and develop effective relationships.
  • Prior experience with funding and liquidity risk management processes a plus.
  • Should be aware of the reporting and other regulatory requirements related to assessing a bank's overall liquidity framework, positions, and profile (i.e., high-quality liquid assets, amount and type of unencumbered assets, contingency funding plan, and stress test results).
  • Knowledge of funding and liquidity regulatory rules a plus like LCR, NSFR, 2052 a liquidity reporting a big plus


Educational Qualification

  • Masters'/ Bachelors' Degree (major in Accounting or Finance preferred)
  • CA, CPA, or equivalent certification (preferred, though not required)
  • Understanding of the Internal Audit processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring) (Required)




  • Monday to Friday from 12:00PM to 9:00PM India time with flexibility on standard working hours for time sensitive matters.
  • Periodic evening calls with US and EMEA stakeholders

Date Posted:21-Apr-2021
Posted By: Abhinash kumar jha
Views 141

Source: Morgan Stanley Websites

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Morgan Stanley is Hiring CA/CPA/MBA/MCOM/BCOM As Manager - Liquidity and Funding At Mumbai